Windows Security 4740 — Account locked out

Windows Security 4740 — Account locked out. An account was locked out under the applicable account-lockout policy.

windows xml authentication lockout

Source and collection

Windows Event Log: Security; archived .evtx is binary, while this fixture is an XML event export.

Configure Audit User Account Management. Read with Get-WinEvent and preserve provider, event ID, version, computer and record ID.

Native example and provenance

publisher documentation example. Published example; no independent capture provenance claimed.

Original publisher / pinned upstream fixture — preformatted example 1

Removed Event Viewer tree expansion markers before XML tags; field values unchanged.

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SHA-256: 68655f9a2aa7c439dd4ac8a12c607ed154582e5e59789c5f9214e357da745026

<Event xmlns="http://schemas.microsoft.com/win/2004/08/events/event">
<System>
 <Provider Name="Microsoft-Windows-Security-Auditing" Guid="{54849625-5478-4994-A5BA-3E3B0328C30D}" /> 
 <EventID>4740</EventID> 
 <Version>0</Version> 
 <Level>0</Level> 
 <Task>13824</Task> 
 <Opcode>0</Opcode> 
 <Keywords>0x8020000000000000</Keywords> 
 <TimeCreated SystemTime="2015-08-21T22:06:08.576887500Z" /> 
 <EventRecordID>175703</EventRecordID> 
 <Correlation /> 
 <Execution ProcessID="520" ThreadID="1112" /> 
 <Channel>Security</Channel> 
 <Computer>DC01.contoso.local</Computer> 
 <Security /> 
 </System>
<EventData>
 <Data Name="TargetUserName">Auditor</Data> 
 <Data Name="TargetDomainName">WIN81</Data> 
 <Data Name="TargetSid">S-1-5-21-3457937927-2839227994-823803824-2104</Data> 
 <Data Name="SubjectUserSid">S-1-5-18</Data> 
 <Data Name="SubjectUserName">DC01$</Data> 
 <Data Name="SubjectDomainName">CONTOSO</Data> 
 <Data Name="SubjectLogonId">0x3e7</Data> 
 </EventData>
 </Event>

Structure and field interpretation

Observed structure in this specific sample
Field/pathSerialized type
Microsoft-Windows-Security-AuditingXML text
EventIDXML text
VersionXML text
LevelXML text
TaskXML text
OpcodeXML text
KeywordsXML text
TimeCreatedXML text
EventRecordIDXML text
CorrelationXML text
ExecutionXML text
ChannelXML text
ComputerXML text
SecurityXML text
TargetUserNameXML text
TargetDomainNameXML text
TargetSidXML text
SubjectUserSidXML text
SubjectUserNameXML text
SubjectDomainNameXML text
SubjectLogonIdXML text
System/EventID
Event identifier within the named provider.
System/Version
Version of this event layout.
System/TimeCreated/@SystemTime
Event timestamp in UTC.
EventData
Named fields; use names, not positional array indices.
Relevant fields
TargetUserName, CallerComputerName, SubjectUserName

Investigation uses

Validation boundaries

CallerComputerName may be missing or insufficient; a lockout does not identify the underlying process or intent. This sample uses event version 0.

This sample passed byte-integrity and JSON/XML parsing checks, including the catalogue’s specified event discriminators. This is not a complete vendor-schema validation or a tested detection.

For a simulation, first parse this fixture offline, then create a separately labelled synthetic variant and test it against the intended collector in an isolated lab. Never replay public example identities or destinations into production.

Ecosystem connections

References

Sample provenance is linked above. Field availability and product behavior must be checked against the deployed version.